Special Orders

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• Special Order - Adoption of NASAAstatements of policy
• Special Order - Isolated Nonissuer Transaction Exemption
• Special Order: Commissioner Extends Exemption for Katrina Victims
• Order - Vacate Special Orders
• Special Order Approving Filing of Notice and Specifying Conditions for the Offer and Sale of Viatical Investments Pursuant to K.S.A. 17-1262(p), as amended by House Bill 2640; Required Licensing of Agencts to Sell Such Securities Pursuant to K.S.A. 17-1254
• Special Order - Transition to KUSA
• Special Order - New Exemptions Under KUSA
• Registration of Investment Adviser Representatives via the Investment Adviser Registration Depository
• Cross Border Trading by Certain Canadian Broker-Dealers Without Registration
• Order Approving Recognized Securities Manuals for Purposes of the Manual Exemption, K.S.A. 17-1262(b)
• Order Regarding Notice Filings and Fees for Offerings of Rule 506 Securities
• Interpretive Order Concerning Broker-Dealers, Investment Advisers, Broker-Dealer Agents, and Investment Adviser Representatives Using the Internet for General Dissemination of Information on Products and Services
• Order Adopting the Multijurisdiction Disclosure System