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Employee Benefit Plans
This exemption allows for the sale of the issuer’s securities to participants in employee benefit plans established by the issuer, or its affiliates. In addition to employees, the exemption covers sales to other individuals, and entities.

Specifics
  • Citation: K.S.A. 17-12a202(21)
  • Filing Requirement: Exemption is self executing, no filing is required
  • Filing Fee: None