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Posted on: May 15, 2012

Commissioner Jack Recognizes Shawnee Mission Northwest Students, Teacher for Top Financial Literacy

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For Immediate Release May 14, 2012


Commissioner Jack Recognizes Shawnee Mission Northwest Students, Teacher for Top Financial... Read on...

Posted on: May 3, 2012

Pottawatomie County corporations considering securities act exemption to raise funds

May 3, 2012

Pottawatomie County corporations considering securities act exemption to raise funds

WAMEGO, KAN. - Kansas Securities Commissioner Aaron Jack attended a meeting at the Columbian Theatre in Wamego speaking... Read on...

Posted on: April 10, 2012

Securities Commissioner Says Aspects of Dodd-Frank Are Roadblocks to Economic Recovery

Jack at WIBW Studio

Governor Brownback announced yesterday that he would allow two Kansas bills, SB 345 and HB 2505, to become law without his signature. The bills are a direct result of the Dodd-Frank Wall Street Reform and Consumer Protection... Read on...

Posted on: March 30, 2012

Special Order for Investment Advisers with Fewer Than 15 Clients

Special Order Granting Temporary Exemption for Certain Investment Advisers

WHEREAS, the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act") made significant changes to the federal regulation of investment advisers; and...

View full Special Order...
Posted on: March 28, 2012

Governor Signs Proclamation Declaring April Kansas Financial Literacy Month

Financial Literacy Month Proclamation Attendees with Governor

TOPEKA, KS – Governor Sam Brownback signed a proclamation on March 23, 2012 declaring the month of April to be Kansas Financial Literacy Month. In attendance with Securities Commissioner Aaron Jack, and supporting the... Read on...

Posted on: March 15, 2012

KSC Newsletter

The Office of the Securities Commissioner has introduced SB 349 for the 2012 legislative session. The bill implements some of the most significant changes in the Kansas Uniform Securities Act since its passage in 2005. Among... Read on...

View newsletter...
Posted on: March 1, 2012

Governor, Securities Commissioner Announce Statewide Financial Literacy Initiative in Kansas Schools

Sponsors of KSFS Program.jpg

TOPEKA, KANSAS –Governor Brownback, Securities Commissioner Aaron Jack, Banking Commissioner Ed Splichal, Mike Norris Vice President of Kansas Bankers Association and Bob Kobbeman, President Captial City Bank announced a new... Read on...

Additional Info...
Posted on: February 16, 2012

UPDATED “FINANCIAL FIELD MANUAL” FOR MILITARY FAMILIES’ PERSONAL FINANCES NOW AVAILABLE F

TOPEKA, KS---Copies of the second edition of the “Financial Field Manual: The Personal Finance Guide for Military Families” will be distributed to military bases and directly to military families in Kansas by the Office of... Read on...

Posted on: February 6, 2012

Commissioner Proposes Fund for Securities Litigation

Kansas has a reputation for being tough on securities violations, but investigation and prosecution takes a long time and expenses come out of the budget of the county where the fraud occurred.

Additional Info...
Posted on: November 15, 2011

Wichita Investment Adviser Suspended by Securities Commissioner


Kansas Securities Commissioner Aaron Jack issued an Emergency Order summarily suspending Wichita Investment Adviser Representative Eric T. Burns.

Burns, an investment adviser representative of Dimensions Financial Group... Read on...

Posted on: November 8, 2011

Helping to Stop Elderly Fraud Cold: Commissioner Jack Announces Hotline November 10th

TOPEKA, KS--A new hotline for seniors and adult children of the elderly in Kansas will be available Thursday, November 10th to deal with one of America’s biggest fraud problems: the estimated one out of every five citizens... Read on...

Posted on: October 11, 2011

Commissioner Jack Names Jeffrey Kruske General Counsel for KSC

Commissioner Aaron Jack has named Jeffrey S. Kruske General Counsel for the Office of the Kansas Securities Commissioner.

The General Counsel is the chief legal officer of the agency and oversees all legal, regulatory and... Read on...

Posted on: September 8, 2011

Kansas Securities Commissioner Partners with Women & Money Series to Promote Financial Knowledge

Kansas Securities Commissioner Aaron Jack has partnered with the 2011 Women & Money Series to help women of all ages increase their financial knowledge, develop confidence in decision making and gain control of their lives... Read on...

Posted on: August 12, 2011

Commissioner Jack Removes a Regulatory Hurdle for Small Kansas Businesses

For Immediate Release
August 12, 2011

Shannon Stone

Securities Commissioner Aaron Jack... Read on...

Posted on: August 4, 2011

Southwest Kansas Business Ordered to Cease and Desist Selling its Investments

For Immediate Release August 3, 2011
Shannon Stone
TOPEKA, KS-Kansas Securities Commissioner Aaron Jack ordered... Read on...

Posted on: August 4, 2011

Ordenan a una empresa en el suroeste de Kansas que cese y desista de vender sus Inversiones

Ordenan a una empresa en el suroeste de Kansas que cese y desista de vender sus Inversiones

TOPEKA, KS- Aaron Jack, Oficina del Alto Comisionado de Valores de Kansas ordeno a la empresa Investments New Horizons,... Read on...

Posted on: July 21, 2011

Commissioner Adjusts to Delayed Implementation of Dodd-Frank Act

For Immediate Release
July 20, 2011
Shannon Stone (785.296.5017)


TOPEKA, KANSAS –... Read on...

Posted on: July 21, 2011

Criminal Charges Filed Against Lion Share Capital Principals

For Immediate Release March 3, 2011

Criminal Charges Filed Against Lion Share Capital Principals

TOPEKA, KANSAS - - Securities Commissioner Aaron Jack announced today that Jeffrey K. Williams, Mark K. Nordyke,... Read on...

Posted on: July 21, 2011

Kansas Securities Commissioner Observes 100-Year Anniversary of “Blue Sky Law”

TOPEKA, KANSAS - - It was exactly one hundred years ago today that the Kansas legislature enacted legislation known as the “Blue Sky Law” to protect Kansas investors from securities fraud. At that time, the citizens of the... Read on...