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Administrative and Criminal Proceedings 2002 All Archives

Focused Energy Solutions, Inc. and Charlie Hugh Focused Energy Solutions, Inc. and Charlie Hugh
Liberty Links Family Recreation Center and Scott T. Bailey: Consent Order Liberty Links Family Recreation Center and Scott T. Bailey: Consent Order
H. Joel Stanley: Notice of Intent to Invoke Administrative Sanctions H. Joel Stanley: Notice of Intent to Invoke Administrative Sanctions
Philip McGuckin: Sentencing Philip McGuckin: Sentencing
Energy Producers, Inc. and Mel Herzog: Memorandum of Understanding Energy Producers, Inc. and Mel Herzog: Memorandum of Understanding
Mark Steven Pincus: Consent Order Mark Steven Pincus: Consent Order
James Vincent O'Brien: Consent Order James Vincent O'Brien: Consent Order
Joseph D. Benter: Consent Order Joseph D. Benter: Consent Order
Timothy S. Peters: Consent Order Timothy S. Peters: Consent Order
Liberty Links Family Recreation Center and Scott T. Bailey: Emergency Cease and Desist Order Liberty Links Family Recreation Center and Scott T. Bailey: Emergency Cease and Desist Order
Information Brokerage Systems, Inc. and Michael W. Edgecomb: Emergency Cease and Desist Order Information Brokerage Systems, Inc. and Michael W. Edgecomb: Emergency Cease and Desist Order
National Inspection and Repair, Inc. and David G. Price: Order of Sanctions National Inspection and Repair, Inc. and David G. Price: Order of Sanctions
David Williams: Sentencing David Williams: Sentencing
McDonald Capital Management, LLC and Thaddeus J. McDonald Capital Management, LLC and Thaddeus J.
Merrill Lynch, Pierce, Fenner and Smith, Inc.: Settlement Agreement Merrill Lynch, Pierce, Fenner and Smith, Inc.: Settlement Agreement
Trenton Kohlman: Sentencing Trenton Kohlman: Sentencing
Trenton Kohlman: Consent Order Trenton Kohlman: Consent Order
Philip McGuckin: Disposition of Criminal Case and Consent Order Philip McGuckin: Disposition of Criminal Case and Consent Order
Alan Charles Ellebrecht: Bar Pursuant to a Stipulation and Consent Order Alan Charles Ellebrecht: Bar Pursuant to a Stipulation and Consent Order
David Williams: Disposition of Criminal Case David Williams: Disposition of Criminal Case
Eugene C. Straub: Consent Order Eugene C. Straub: Consent Order
Peter Mahoney: Sentencing in Johnson County Peter Mahoney: Sentencing in Johnson County
H. Joel Stanley: Disposition of Criminal Case H. Joel Stanley: Disposition of Criminal Case
Jake D. Feil: Notice of Intent to Invoke Administrative Sanctions Jake D. Feil: Notice of Intent to Invoke Administrative Sanctions
Best Phone Company and Rick D. Laham: Emergency Cease and Desist Order Best Phone Company and Rick D. Laham: Emergency Cease and Desist Order
Mark Steven Pincus: Notice of Intent to Invoke Administrative Sanctions Mark Steven Pincus: Notice of Intent to Invoke Administrative Sanctions
Certifiedstockpicks.com, Simplesecrets.com and Dennis Augustine: Consent Order Certifiedstockpicks.com, Simplesecrets.com and Dennis Augustine: Consent Order
Peter Mahoney: Sentencing in Sedgwick County Peter Mahoney: Sentencing in Sedgwick County
People Helping People and/or Friends Helping Friends: Disposition of Multiple Enforcement Actions People Helping People and/or Friends Helping Friends: Disposition of Multiple Enforcement Actions
National Inspection and Repair, Inc. and David G. Price National Inspection and Repair, Inc. and David G. Price
Michael F. Loy: Order of Sanctions Michael F. Loy: Order of Sanctions
H. Joel Stanley: Criminal Arrest H. Joel Stanley: Criminal Arrest
Stellar Solutions, Inc., Notice of Intent to Invoke Administrative Sanctions Stellar Solutions, Inc., Notice of Intent to Invoke Administrative Sanctions
Mauricio R. Guadalajara: Permanent Cease and Desist Order Mauricio R. Guadalajara: Permanent Cease and Desist Order
James Vincent O'Brien: Plea and Sentencing James Vincent O'Brien: Plea and Sentencing
Nicholas Farris: Sentencing Nicholas Farris: Sentencing
Jeffrey Allen Breault: Order of Sanctions Jeffrey Allen Breault: Order of Sanctions
Ronald Karoles: Criminal Arrest Ronald Karoles: Criminal Arrest
Alpha Telecom, Inc.,Alpha Telecom, Inc., John Frederick Ross, and Donald Eugene Childers: Notice of Alpha Telecom, Inc.,Alpha Telecom, Inc., John Frederick Ross, and Donald Eugene Childers: Notice of
Timothy S. Peters: Notice of Intent to Invoke Administrative Sanctions Timothy S. Peters: Notice of Intent to Invoke Administrative Sanctions
Energy Producers, Inc., NBR Enterprises, Mel Herzog, and Ned Rafilson Energy Producers, Inc., NBR Enterprises, Mel Herzog, and Ned Rafilson
Mauricio R. Guadalajara: Notice of Intent to Invoke Administrative Sanctions Mauricio R. Guadalajara: Notice of Intent to Invoke Administrative Sanctions
James Bauman: Criminal Arrest James Bauman: Criminal Arrest
Kansas Wind Power, LLC: Consent Order Kansas Wind Power, LLC: Consent Order
Ross Funds Group, LLC, Jeffery L. Ross and Chad Mullens: Emergency Cease and Desist Order Ross Funds Group, LLC, Jeffery L. Ross and Chad Mullens: Emergency Cease and Desist Order
Philip McGuckin: Criminal Arrest Philip McGuckin: Criminal Arrest
Trenton Kohlman: Criminal Arrest Trenton Kohlman: Criminal Arrest
Peter Mahoney: Failure to Appear Peter Mahoney: Failure to Appear
Kirk McNab: Criminal Arrest Kirk McNab: Criminal Arrest
James Bauman: Charges Filed in Osborne County James Bauman: Charges Filed in Osborne County
Epiphany, Inc. and Daniel B. Fromhoff: Notice of Intent to Invoke Administrative Sanctions Epiphany, Inc. and Daniel B. Fromhoff: Notice of Intent to Invoke Administrative Sanctions
Ocean International Marketing, Ltd. and Seed International, Ltd. Ocean International Marketing, Ltd. and Seed International, Ltd.
Peter Mahoney: Disposition of Criminal Case Peter Mahoney: Disposition of Criminal Case
LoyaltyDollars.com and Anthony Hall: Emergency Cease and Desist Order LoyaltyDollars.com and Anthony Hall: Emergency Cease and Desist Order
Brent Morris: Disposition of Criminal Case Brent Morris: Disposition of Criminal Case
Alan Charles Ellebrecht: Criminal Arrest Alan Charles Ellebrecht: Criminal Arrest
Alan Charles Ellebrecht: Conviction Alan Charles Ellebrecht: Conviction
William R. Chambers: Consent Order William R. Chambers: Consent Order
King’s Soul Food Restaurant and Thomas A. Riley : Emergency Cease and Desist Order King’s Soul Food Restaurant and Thomas A. Riley : Emergency Cease and Desist Order
Brent Morris: Criminal Arrest Brent Morris: Criminal Arrest
High Desert Financial, Inc. and Michael Schubarth High Desert Financial, Inc. and Michael Schubarth
Albert L. Noyes, Jr. : Stipulation for Consent Order and Consent Order Albert L. Noyes, Jr. : Stipulation for Consent Order and Consent Order
Waddell & Reed, Inc. of Shawnee Mission, Kansas: Consent Order Waddell & Reed, Inc. of Shawnee Mission, Kansas: Consent Order
Dawn R. Glassburn-Hoesli: Disposition of Criminal Case Dawn R. Glassburn-Hoesli: Disposition of Criminal Case
Albert L. Noyes, Jr.: Disposition of Criminal Case Albert L. Noyes, Jr.: Disposition of Criminal Case
Karim Abdul Ismaili: Disposition of Criminal Case Karim Abdul Ismaili: Disposition of Criminal Case
Michael F. Loy: Notice of Intent to Invoke Administrative Sanctions Michael F. Loy: Notice of Intent to Invoke Administrative Sanctions
Dennis Dudnik: Bar from association with a broker-dealer or investment adviser registered in Kansas Dennis Dudnik: Bar from association with a broker-dealer or investment adviser registered in Kansas
Michael F. Loy: Criminal Arrest Michael F. Loy: Criminal Arrest
Robert W. Cornwell: Stipulation for Consent Order Robert W. Cornwell: Stipulation for Consent Order
Eclipse Development Group, Inc., Coventry Villas L.P., and Makao Jamison: Order of Sanctions Eclipse Development Group, Inc., Coventry Villas L.P., and Makao Jamison: Order of Sanctions
David Williams: Criminal Arrest David Williams: Criminal Arrest
R. Craig Bridgeforth: Permanent Cease and Desist Order R. Craig Bridgeforth: Permanent Cease and Desist Order
Scoville Insurance & Investments, Inc. and Lawrence L. Scoville: Consent Order Scoville Insurance & Investments, Inc. and Lawrence L. Scoville: Consent Order
Ryan Richardson: Agent Revocation Ryan Richardson: Agent Revocation
The Cheyenne Holding Corporation, et al: Order of Sanctions The Cheyenne Holding Corporation, et al: Order of Sanctions
Peter Mahoney: Criminal Arrest Peter Mahoney: Criminal Arrest
Bath & Beauty, Ltd., Angela Jean Ross, and Charles Andrew Ross, Jr.: Order of Dismissal Bath & Beauty, Ltd., Angela Jean Ross, and Charles Andrew Ross, Jr.: Order of Dismissal
James Vincent O'Brien: Criminal Arrest James Vincent O'Brien: Criminal Arrest
Eclipse Development Group, Inc., Coventry Villas L.P., and Makao Jamison Eclipse Development Group, Inc., Coventry Villas L.P., and Makao Jamison
Smoky Hill Charolais Farm and Maurice J. Rohr: Notice of Intent to Invoke Administrative Sanctions Smoky Hill Charolais Farm and Maurice J. Rohr: Notice of Intent to Invoke Administrative Sanctions
Benjamin McMillin and Associates, Kelly Bishop and Anita Roophall: Emergency Permanent Cease and De Benjamin McMillin and Associates, Kelly Bishop and Anita Roophall: Emergency Permanent Cease and De
Kirk McNab Kirk McNab
Matt W. Foster: Emergency Cease and Desist Order Matt W. Foster: Emergency Cease and Desist Order
Linda Bedell: Emergency Cease and Desist Order Linda Bedell: Emergency Cease and Desist Order
Fairbrook Financial and Sean Persaud: Emergency Cease and Desist Order Fairbrook Financial and Sean Persaud: Emergency Cease and Desist Order
John Herman Schmidt: Notice of Intent to Invoke Administrative Sanctions John Herman Schmidt: Notice of Intent to Invoke Administrative Sanctions
Patsy L. Schmidt: Notice of Intent to Invoke Administrative Sanctions Patsy L. Schmidt: Notice of Intent to Invoke Administrative Sanctions
Sophim, Inc., Michael Orrin Walker and Vardan Kushnir: Default Order Sophim, Inc., Michael Orrin Walker and Vardan Kushnir: Default Order
Bobby J. Beard: Stipulation and Consent Order Bobby J. Beard: Stipulation and Consent Order
Philip McGuckin Philip McGuckin
Technical Support Services and Fred Foster: Notice of Intent to Invoke Administrative Sanctions Technical Support Services and Fred Foster: Notice of Intent to Invoke Administrative Sanctions