Click to Home
Go To Search
 

Administrative and Criminal Proceedings 2005 All Archives

Scott B. Kaye : Arrested on Securities Fraud Charges Scott B. Kaye : Arrested on Securities Fraud Charges
XMark XMark
Plexpay Network; Michael Bay: Consent Order Plexpay Network; Michael Bay: Consent Order
Lawrence G. Stephens, and LGS Associates: Notice of Default Order Lawrence G. Stephens, and LGS Associates: Notice of Default Order
Plexpay Network; Frode Jorgenson: Notice of Default Order Plexpay Network; Frode Jorgenson: Notice of Default Order
Melvin Dean Bryant, Jr.: Sentenced in Johnson County securities fraud. Melvin Dean Bryant, Jr.: Sentenced in Johnson County securities fraud.
Donald G. Atteberry: Shawnee County Resident Arrested on Securities Fraud Charge Donald G. Atteberry: Shawnee County Resident Arrested on Securities Fraud Charge
Plexpay Network; Frode Jorgenson and Michael Bay Plexpay Network; Frode Jorgenson and Michael Bay
Melvin Dean Bryant, Jr.: Convicted in Johnson County securities fraud. Melvin Dean Bryant, Jr.: Convicted in Johnson County securities fraud.
George A. Crawford DBA GAC Capital Investment: Notice of Intent to Invoke Administrative Sanctions George A. Crawford DBA GAC Capital Investment: Notice of Intent to Invoke Administrative Sanctions
Elizabeth A. Mehling: Convictions Affirmed Elizabeth A. Mehling: Convictions Affirmed
Kirk McNab: Conviction Affirmed Kirk McNab: Conviction Affirmed
Smoky Hill Charolais Farm Maurice J. Rohr: Order upheld Smoky Hill Charolais Farm Maurice J. Rohr: Order upheld
Richard Lowrey: Consent Order Richard Lowrey: Consent Order
Antonia Roberson a/k/a Toni Roberson a/k/a Antonia Geronimo a/k/a Toni Geronimo: Consent Order Antonia Roberson a/k/a Toni Roberson a/k/a Antonia Geronimo a/k/a Toni Geronimo: Consent Order
Erma J. Dickerson, Mr. Tammy L. Dickerson and Angela McCraw-Moore: Sentenced in Sedgwick County Dis Erma J. Dickerson, Mr. Tammy L. Dickerson and Angela McCraw-Moore: Sentenced in Sedgwick County Dis
Donald G. Atteberry: Cease and Desist Order Donald G. Atteberry: Cease and Desist Order
Richard L. Kiger: Consent Order Richard L. Kiger: Consent Order
Allen Fialkoff and Audrey Forbes Judd:Order of Sanctions Allen Fialkoff and Audrey Forbes Judd:Order of Sanctions
Ronald Reeves:Consent Order Ronald Reeves:Consent Order
Pioneer State Bank and Allen L. Bretz: Notice of Intent to Invoke Administrative Sanctions and Emer Pioneer State Bank and Allen L. Bretz: Notice of Intent to Invoke Administrative Sanctions and Emer
Zheng Lu: Consent Order Zheng Lu: Consent Order
Alfred J. Noujaim, Bart A. Sweazea and Raymond K. Hobbs Notice of Intent  DATE: January 26, 2005  R Alfred J. Noujaim, Bart A. Sweazea and Raymond K. Hobbs Notice of Intent DATE: January 26, 2005 R
Patrick L. Schmidtberger: Sentenced in Ellis & Rawlins Counties for Securities Fraud Patrick L. Schmidtberger: Sentenced in Ellis & Rawlins Counties for Securities Fraud
Patrick L. Schmidtberger, Hays, KS: Consent Order Patrick L. Schmidtberger, Hays, KS: Consent Order
Ronald Reeves: Sentenced for Securities Fraud Ronald Reeves: Sentenced for Securities Fraud
Deutsche Bank Securities, Inc.: Consent Order Deutsche Bank Securities, Inc.: Consent Order
Allen Fialkoff and Audrey Forbes Judd:Notice of Intent to Invoke Administrative Sanctions Allen Fialkoff and Audrey Forbes Judd:Notice of Intent to Invoke Administrative Sanctions
Arlen E. Flora: Sentenced for Securities Registration Violations Arlen E. Flora: Sentenced for Securities Registration Violations
Richard Kiger: Sentenced for Securities Fraud Richard Kiger: Sentenced for Securities Fraud
Richard Kiger: Convicted of Securities Fraud Richard Kiger: Convicted of Securities Fraud
Carl E. Long:Order of Sanctions Carl E. Long:Order of Sanctions
Chapman Securities, Inc.: Order of Dismissal Chapman Securities, Inc.: Order of Dismissal
Patrick L. Schmidtberger: Convicted of Securities Fraud in Rawlins County Patrick L. Schmidtberger: Convicted of Securities Fraud in Rawlins County
Patrick L. Schmidtberger: Convicted of Securities Fraud in Ellis County Patrick L. Schmidtberger: Convicted of Securities Fraud in Ellis County
Joseph Nuzzi, Sr., Wichita, KS: Order for Sanctions to Cease and Desist Joseph Nuzzi, Sr., Wichita, KS: Order for Sanctions to Cease and Desist
Soto & Associates, Beverly Hills, CA or Canoga Park, CA Oralia Soto, Beverly Hills, CA or Canoga Pa Soto & Associates, Beverly Hills, CA or Canoga Park, CA Oralia Soto, Beverly Hills, CA or Canoga Pa
Patrick L. Schmidtberger, Hays, KS: Plea Agreement Patrick L. Schmidtberger, Hays, KS: Plea Agreement
Alfred J. Noujaim, Bart A. Sweazea and Raymond K. Hobbs: Notice of Intent to Invoke Administrative Alfred J. Noujaim, Bart A. Sweazea and Raymond K. Hobbs: Notice of Intent to Invoke Administrative
Scandinavian Broker’s House, S.R.O.,Gareth Henry Matthews,Steve Tonder, and William Franklin Herndo Scandinavian Broker’s House, S.R.O.,Gareth Henry Matthews,Steve Tonder, and William Franklin Herndo